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Non-reporting issuer
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#	Item
41	Report from the President and CEO Report from the President and CEO This Annual Report describes our regulatory priorities and how we are discharging our mandate in a dynamic and rapidly changing capital markets environ Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-09-08 09:00:09 Financial economics Investment Industry Regulatory Organization of Canada Canadian securities regulation Financial system Business Investment Non-reporting issuer Financial regulation Securities Self-regulatory organizations
42	Comment Letter - Small Investor Protection Association Add to Reading List Source URL: www.mfda.ca Language: English - Date: 2014-09-25 10:16:57 Mutual fund fees and expenses Collective investment scheme Mutual fund Exchange-traded fund Index fund Non-reporting issuer Exempt market dealer Financial economics Investment Financial adviser
43	Comment letter from Greg Pollock & David Juvet (Advocis) dated June 18, 2014; Re CSA Notice and Request for Comment - Propectus and Registration - Introduction of Proposed Prospectus Exemptions and Proposed Reports o Add to Reading List Source URL: www.advocis.ca Language: English - Date: 2014-09-17 09:18:36 Stock market Securities Non-reporting issuer Prospectus Exempt market dealer Canadian securities regulation Crowd funding Mutual fund Security Financial economics Finance Investment
44	Comment Letter - Kenmar Associates Add to Reading List Source URL: www.mfda.ca Language: English - Date: 2014-09-25 10:16:57 Exempt market dealer Collective investment scheme Mutual fund fees and expenses Index fund Canadian securities regulation Exchange-traded fund Hedge fund Non-reporting issuer Financial economics Investment Financial adviser
45	INCLUDES LINKS TO COMMENT LETTERS Multilateral CSA Notice of Publication and Request for Comment Proposed Amendments to National Instrument[removed]Prospectus and Registration Exemptions Relating to the Offering Memorand Add to Reading List Source URL: www.albertasecurities.com Language: English - Date: 2014-11-26 20:45:33 Stock market Finance Non-reporting issuer Exempt market securities Prospectus Accredited investor SEC filing Financial economics Investment Securities
46	Frequently Asked Questions: Regulation[removed]respecting Registration Requirements and Exemptions and Related Regulations updated as of February 5, 2010 Background This list of frequently asked questions (FAQs) is compil Add to Reading List Source URL: www.lautorite.qc.ca Language: English - Date: 2012-01-01 19:34:11 Exempt market dealer Securities Act Hedge fund Accredited investor Prospectus Collective investment scheme Mutual fund Non-reporting issuer Financial economics Investment Finance
47	Proposed Amendments to National Instrument[removed]General Prospectus Requirements and Companion Policy 41-101CP Companion Policy to National Instrument[removed]General Prospectus Requirements and Proposed Amendments to Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2012-08-26 19:10:46 Generally Accepted Accounting Principles Financial statements Financial regulation International Financial Reporting Standards United States securities law Non-reporting issuer Provision Securities Act Prospectus Accountancy Finance Business
48	OSC Staff Notice[removed]: 2011 Annual Summary Report for Dealers; Advisers and Investment Fund Managers Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2012-08-26 17:32:34 Financial services Canadian law Exempt market dealer Hedge fund Canadian securities regulation Collective investment scheme Securities regulation in the United States Non-reporting issuer Regulation S-K Financial economics Investment Finance
49	Microsoft Word - 31_505_order.doc Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2013-03-06 16:17:12 Stock market United States securities law United States Securities and Exchange Commission Exempt market dealer Securities Act Prospectus Security Accredited investor Non-reporting issuer Financial economics Finance Investment
50	Registration Reform in Canada_The Finish Line is Here_July 2009 Add to Reading List Source URL: www.canadiansecuritieslaw.com Language: English - Date: 2009-08-24 12:55:27 Financial services Institutional investors Exempt market dealer Hedge fund Accredited investor Canadian securities regulation Mutual fund Security Non-reporting issuer Financial economics Investment Finance